Risk Disclosure Statement and Disclaimer

Before you use our on-line services available at our website for effecting transactions under your account with us, you are strongly recommended to read the following carefully. You will be deemed to have acknowledged and agreed to the following when you give instructions for transactions under your account through our on-line services at this website: -

(a) The price of financial products can and does fluctuate, and any individual financial product may experience upward and downward movements, and may under some circumstances become valueless. There is an inherent risk that losses may be incurred rather than profit made as a result of buying and selling financial products. This is a risk that you agree to accept.

(b) Our Company and its employees shall have no responsibilities or liabilities for the completeness, accuracy and validity of the contents of any documents or instructions relating to financial products issued by third party(ies) to our Company. Any indication of investment shall not constitute any recommendation for the purchase and/or sale of financial products. You shall conduct your own independent assessment and research on the contents of those documents or instruments. The prices for financial products services are provided by the Stock Exchange of Hong Kong and other information provider(s) as selected by our Company. Whilst our Company and the Stock Exchange of Hong Kong and/or the other information provider(s) do not guarantee the accuracy and reliability of such information and shall not be responsible for any losses suffered by you as a result of inaccuracy and incompleteness of the information.

(c) The internet is, due to unpredictable traffic congestion and other reasons, an inherently unreliable medium of communication and that such unreliability is beyond our control. There may also be delays or outages in our on-line services system due to the necessity of system upgrades or changes or some other possible causes. As a result of such unreliability, there may be failure or delays in the transmission and receipt of instructions, and this may result in failure or delays in the execution of instructions and/or the execution of instructions at prices different from those prevailing at the time the instructions were given. Further, there are risks of interception, interruption or transmission blackout of instructions as well as of misunderstanding or errors in any communication. Such risks shall be absolutely borne by you and we are not responsible in any manner for any direct, indirect, special or consequential losses in connection therewith. You further agree that it is not usually possible to cancel an instruction after it has been given.

(d) In the event of system delays or outages mentioned above, you may contact our customer service officer at 2297-9888 to arrange for placing of your intended orders through other means.